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official
secrets and private secrets
This page offers another perspective on information flows
by examining official secrets legislation, government
secrecy regimes and protection of private sector information.
It covers -
secrets
Max Weber's 1922 Economy & Society (Berkeley:
Uni of California Press 1979) acerbically commented that
every
bureaucracy seeks to increase the superiority of the
professionally informed by keeping their knowledge and
intentions secret. Bureaucratic administration always
tends to be an administration of 'secret sessions':
in so far as it can, it hides its knowledge and action
from criticism ...
The pure interest of the bureaucracy in power, however,is
efficacious far beyond those areas where purely functional
interests make for secrecy. The concept of the 'official
secret' is the specific invention of the bureaucracy,
and nothing is so fanatically defended by the bureaucracy
as this attitude ... In facing a parliament the bureaucracy,
out of a sure power instinct, fights every attempt of
the parliament to gain knowledge by means of its own
experts or interest groups. Bureaucracy naturally welcomes
a poorly informed and hence a powerless parliament -
at least in so far as ignorance somehow agrees with
the bureaucracy's interests.
He'd
elsewhere written that
Bureaucratic administration means fundamentally the
exercise of control on the basis of knowledge. This
is the feature of it which makes it specifically rational.
This knowledge consists on the one hand of technical
knowledge which, by itself, is sufficient to ensure
it a position of extraordinary power. But in addition
to this, bureaucratic organizations, or the holders
of power who make use of them, have the tendency to
increase their power still further by the knowledge
growing out of experience in the service. For they acquire
through the conduct of office a special knowledge of
facts and have available a store of documentary material
peculiar to themselves. While not peculiar to bureaucratic
organizations, the concept of 'official secrets' is
certainly typical of them. It stands in relation to
technical knowledge in somewhat the same position as
commercial secrets do to technological training.
Weber's
pessimism concerned government versus parliament but is
broadly applicable to the private sector. David Brin's
thoughtful The Transparent Society (Reading: Perseus
Books 1998) is somewhat idealistic but highlights the
notion of reciprocal transparency, ie government and business
sharing with citizens the information collected about
them: 'they' know a lot about you, you may know very little
about 'them'.
For background to openness and restrictions on information
access see Sisela Bok's Secrets: On the Ethics of Concealment
& Revelation (Oxford: Oxford Uni Press 1985) and
John Baxter's State Security, Privacy & Information
(New York: St Martins 1990) are suggestive.
legislation
In Australia there is no 'Official Secrets' Act as
such at the national level. The Crimes Act 1914
covers unauthorised disclosure of Commonwealth information
and there are specific provisions in other legislation.
Regulation 34(b) of the Public Service Regulations (a
statutory restriction on public comment by public servants
on any administrative action or the administration of
any department) were removed in 1974.
The states and territories have legislation dealing with
disclosure of their information, whether generally or
on a more restricted basis such as protection of registers
under the Northern Territory Sacred Sites Act 1989.
Contract and other law provides protection in the private
sector for trade secrets and information supplied on a
confidential basis. Our intellectual property guide
deals with copyright, patent and other IP protection of
information.
At the national level the Archives Act 1983 and
complementary Freedom of Information Act 1982 cover
the retention of information by the national bureaucracy
and access to that information.
The High Court in Commonwealth v John Fairfax &
Sons Ltd & Ors (the first major Australian case
seeking prevention of publication of sensitive government
documents relating to Australia's national security and
foreign policy) commented that
it
can scarcely be a relevant detriment to the government
that publication of material concerning its actions
will merely expose it to public discussion and criticism.
It is unacceptable in our democratic society that there
should be are restraint on the publication of information
relating to government when the only vice of that information
is that it enables the public to discuss, review and
criticize government action ...
If, however, it appears that disclosure will be inimical
to the public interest because national security, relations
with foreign countries or the ordinary business of government
will be prejudiced, disclosure will be restrained. There
will be cases in which the conflicting considerations
will be finely balanced, where it is difficult to decide
whether the public's interest in knowing and in expressing
its opinion, outweighs the need to protect confidentiality.
bibliographies
Ralph McCoy's online
Freedom of the Press: An Annotated Bibliography
is an authoritative and comprehensive guide to several
thousand books and articles on freedom of the press.
Among comparative studies Kenneth Robertson's Public
Secrets: A Study In The Development Of Government Secrecy
(London: Macmillan 1982) examines the UK, US and Sweden
but should be used with caution because of the pace of
change. It for example does not include the Ponting and
Tisdall cases in the UK or the 1989 UK Official Secrets
Act. Administrative Secrecy in Developed Countries
(New York: Columbia Uni Press 1979) edited by Donald Rowat
is also of value.
UK
The detailed Espionage & Secrecy: The Official
Secrets Act 1911-1989 of the United Kingdom (London:
Routledge 1991) by Rosamund Thomas and Secrecy &
Power in the British State: A History of the Official
Secrets Acts (London: Pluto 1997) by Ann Rogers are
studies of the UK experience.
David Vincent's The Culture of Secrecy: Britain 1832-1998
(Oxford: Oxford Uni Press 2000) is a more nuanced and
comprehensive study. Patrick Birkinshaw's Freedom
of Information: The Law, the Practice & the Ideal
(London: Butterworth 1996) is a definitive study of UK
law and practice. There's a more caustic account in Tom
Cornford's 2001 paper
The Freedom of Information Act 2000: Genuine or Sham?
David Hooper's Official Secrets: The Use & Abuse
of the Act (London: Secker & Warburg 1987) is
an anecdotal - and entertaining - treatment. Hugo
Young's The Crossman Affair (London: Hamilton 1976)
retains its status as a major study of changes to UK Cabinet
secrecy.
Judith Cook's The Price Of Freedom (London: NEL
1985) considers application of the British Official
Secrets Act to non-defense data. On the Record: Computers,
Surveillance & Privacy - The Inside Story (London:
Michael Joseph 1986) is another warning by Duncan Campbell
& Steve Connor.
EU
For a perspective on citizen access to EU government information
we recommend visiting Statewatch's page
tracking implementation of Article 255 of the Amsterdam
Treaty to "enshrine" a right of access to documents from
the Council of the European Union, the European Commission
and the European Parliament.
A broader perspective's provided by Alasdair Davidson's
2001 Supranational Governance & the Right to Information:
Experience in the EU (PDF).
US
Among the extensive literature on US secrecy legislation
and policy we recommend Daniel Moynihan's Secrecy:
The American Experience (New Haven, Yale Uni Press
1999) and FOI Advocate, an online newsletter
covering federal and state developments.
The Torment of Secrecy: The Background & Consequences
Of American Security Policies (Chicago: Dee 1996)
by sociologist Edward Shils is a classic. The Federation
of American Scientists 1998 project
on Government Secrecy, covered the CIA's pre-publication
review process, cold war documentation, declassification
policy, freedom of information, secret government spending,
and international relations.
A Culture Of Secrecy: The Government Versus The People's
Right To Know (Lawrence: Uni of Kansas Press 1998)
is a useful collection of essays edited by Athan Theoharis.
Charles Davis & Sigman Splichal edited the broader
Access Denied: Freedom of Information in the Information
Age (Ames: Iowa State Uni Press 00).
The National FOI Coalition (NFOIC)
is an alliance of nonprofit state FOI and First Amendment
organizations and academic centers.
Australia
In Australia Greg Terrill's Secrecy & Openness:
The Federal Government From Menzies To Whitlam & Beyond
(Melbourne: Melbourne Uni Press 2000) considers official
secrecy, freedom of information and archives legislation
from a national information policy perspective. There's
a broader perspective in Archives & the Public
Good: Accountability and Records in Modern Society
(Westport: Quorum 2002) edited by Richard Cox & David
Wallace.
In The Name of National Security (North Ryde: LBC
1995) by Vincent Morabito & Hoong Lee is of interest
for information law in Australia. Terrill co-edited the
collection of papers in Open Government: Freedom Of
Information & Privacy (Basingstoke: Macmillan
1998).
Leaks and Whistles
The final page of this guide considers whistleblowing,
ie disclosure of information by public/private sector
employees in the public interest, despite contract, copyright
or secrecy restrictions. Unauthorised release of restricted
official information - or strategic leaking - is a feature
of recent Western intelligence history, explored in our
profile on surveillance
and the 'security state'.
In 1986 Mordecai Vanunu provided the London Sunday
Times with information about alleged nuclear weapon
development activity at Dimona, subsequently being abstracted
from Sydney and imprisoned in Israel. An account is provided
by Seymour Hersh's The Samson Option: Israel, America
& the Bomb (London: Faber 1997).
Disgruntled UK agent Peter Wright divulged information
in 1986 through his book Spycatcher, published
in Australia despite legal action in Australia and the
UK. That fiasco features in Malcolm Turnbull's The
Spycatcher Trial (London: Heinemann 1988), Molehunt:
Searching for Spies in MI5 (London: Weidenfeld &
Nicolson 1987) by Nigel West and A Web of Deception:
The Spycatcher Affair (ondon: Sidgwick & Jackson
1987) by Chapman Pincher. A decade later former MI5 operative
David Shayler provided information to the Mail on
Sunday in breach of the Official Secrets Act, fled
to France and was arrested on his return to the UK in
2000.
the war on terror
Following the 11 September 2001 incidents a range of governments
moved to restrict public access to information, in some
instances by summarily removing thousands of documents
from official web sites on the basis that the content
might be useful in preparing an attack. Such 'sanitisation'
of the web - and of libraries and official offline access
points - was unprecedented, although similar steps had
been taken during the early 1940s and mid 1950s (and most
Australian and overseas governments delete pages published
by outgoing administrations).
In the US a March 2002 White House memo (later underpinned
by the Homeland Security Act (PDF))
ordered federal agencies to "safeguard" information
that is "sensitive but unclassified" (aka Sensitive
Homeland Security Information or SHSI),
a catch-all category encompassing "information that
could be misused to harm the security of our nation and
the safety of our people", including previously published
information about terrorist threats, potential vulnerabilities
and disaster response.
Critics have suggested that sanitisation potentially extends
to removal of online reports, plans and other material
such as -
- Plant
Siting and infrastructure planning information
- Chemical
toxicity studies (of concern given community interest
in understanding risks associated with chemicals and
enhanced health protection)
- Accident
and transportation safety reports
- photographic
or other information from satellites | example
- Contact
information about key services (eg fire, police) given
its potential value for useful to terrorists
- other
policies | example
with
associated proposals
in the US to establish a new exemption to the Freedom
of Information Act for certain "critical infrastructure
information".
Genevieve Knezo’s 2003 report for the Congressional
Research Service on 'Sensitive But Unclassified' and
Other Federal Security Controls on Scientific & Technical
Information: History & Current Controversy (PDF)
offers an outstanding introduction to past US legislation
and practice.
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(FOI and other access law)
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